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NOVON Consulting has developed experience in the growing Social Media Compliance requirements. If you are investigating your firm's supervisory requirements, then let us show you:

  • The Roadmap to full Social Media deployment
  • Tools necessary to monitor and surveillance

Let us assist you with:

  • Social Media policy development
  • Supervisory guidelines

If you need to test the water, NOVON can implement a Pilot Project that will take your firm through the step-by-step process to achieve full compliance and field deployment.

NOVON is currently preparing to offer Social Media Surveillance to Firm's as a third party vendor. This service will provide:

  • the daily compliance monitoring of social media postings,
  • retention of all postings,
  • retention of daily wall state,
  • escalation of policy violations to appropriate compliance personnel,
  • respond to requests for information from regulators,
  • keep the firm apprised of changes to regulatory requirements,
  • provide training in the use of the technology,
  • advise the firm of "Best Practices" in the industry.

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